Archive for January 7th, 2012

7 January 2012

FSA updates materials on change of control notifications and approvals

New forms for section 178 notices and better information for those making change of control notifications

The Financial Services Authority has revised its webpages on change of control for UK regulated firms. There are new forms for individuals and corporate bodies making change of control notifications to the FSA under section 178 of the Financial Services and Markets Act 2000 (FSMA).  There is also a new set of frequently asked questions and a quick reference guide.

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