Archive for April 27th, 2012

27 April 2012

Dewey & LeBoeuf: it gets worse

New York Prosecutors Examining Former Dewey Chairman - New York Times.

Manhattan DA Investigates Former Dewey & LeBoeuf Chairman – Wall Street Journal.

27 April 2012

Market liquidity: Current regulatory proposals

Speech by David Lawton of the FSA on why liquidity matters to regulators, and reviewing some of the proposed European regulations that will impact on the trading and liquidity of financial instruments, here.

27 April 2012

Bribery Act: SFO yet to make any prosecutions

“The SFO has not yet prosecuted an individual or company under the Bribery Act” – see here. The Bribery Act came into force on 1 July 2011.

For more on the Bribery Act 2010, see here.

27 April 2012

FSA briefings on the key European directives affecting UK financial services

The Financial Services Authority maintains on its website a series of briefings on European legislation affecting UK financial services; their principal usefulness is the links they contain to key Commission, ESMA and FSA papers. Many of these briefings have been updated this month.

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