A NOTEPAD ON COMPANY AND FINANCIAL LAW, NEWS AND REGULATION
The GC100 Listing Rules Working Group, supported by Practical Law Company, has updated and revised (May 2012) its three-part guidance on complying with the Listing Rules:
Part I: Guidelines for establishing procedures, systems and controls to ensure compliance with the Listing Rules.
Part II: Guidelines on the requirement to maintain insider lists.
Part III: Guidelines on obligations to notify dealings and Model Code compliance.
Posted in Equity capital markets, Financial services and market conduct, Lawyers, Lobby groups |
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