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GC100 updates guidelines on Listing Rules compliance

The GC100 Listing Rules Working Group, supported by Practical Law Company, has updated and revised (May 2012) its three-part guidance on complying with the Listing Rules:

Part I: Guidelines for establishing procedures, systems and controls to ensure compliance with the Listing Rules.

Part II: Guidelines on the requirement to maintain insider lists.

Part III: Guidelines on obligations to notify dealings and Model Code compliance.

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Posted on 7 June 2012 at 10:53 am in Equity capital markets, Financial services and market conduct, Lawyers, Lobby groups   |  RSS feed

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