Posts tagged ‘RIEs’

11 December 2012

Martin Wheatley on the FCA’s approach to markets regulation; supervision of sponsors, corporate governance structures, RIEs and PIPs

The chief executive-designate of the Financial Conduct Authority, Martin Wheatley, gave an overview of the new regulator’s approach to client assets and market regulation in a speech on 20 November 2012. On markets regulation, Mr Wheatley said:

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